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Grievance Redressal Mechanism

Dear Investor,

In case of any grievance / complaint against the Stock Broker / Depository Participant:

Please contact the Compliance Officer of the Stock Broker / Depository Participant Mr. Sushil Kumar Dhancholia at email ID compliance@rkglobal.in and Phone No. +91-9811024829.

You may also approach CEO Mr. Raghav Bhagchandka at email ID raghav@rkglobal.in and Phone No. +91-8331000000.

If not satisfied with the response of the Stock Broker / Depository Participant, you may contact the concerned Stock Exchange / Depository at the following:

Name of StockExchange / Depository Web Address Contact Telephone No. Contact Email ID
Bombay Stock Exchange Limited https://www.bseindia.com/ (91 22) 2272 8517 / 8097 dis@bseindia.com
National Stock Exchange of India Ltd. https://www.nseindia.com (91 22) 2659 8190 / 91 /1800 266 058 ignse@nse.co.in
Central Depository Services (India) Limited https://www.cdslindia.com/ 1800-200-5533 complaints@cdslindia.com
National Securities Depository Limited https://nsdl.co.in/ (91 22) 2499 4200 relations@nsdl.co.in
Multi Commodity Exchange of India Limited https://www.mcxindia.com/ (91 22) 6649 4040 grievance@mcxindia.com
Indian Commodity Exchange Limited https://www.icexindia.com/ (91 22) 4038 1546 grievance@icexindia.com

You can also lodge your grievances with SEBI at https://scores.sebi.gov.in/. For any queries, feedback, or assistance, please contact SEBI Office on Toll Free Helpline at 1800 22 7575 / 1800 266 7575.

Attention Investors

Prevent unauthorised Transactions in your account —> Update your mobile numbers/email 10s with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day ...... Issued in the interest of Investors Prevent Unauthorized Transactions in your demat account—> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from NSDL on the same day Issued in the interest of investors. No need to issue cheques by investor while subscribing to IPO. Just write the bank account number and sign in the application form to authorize your bank to make payment in case of

KYC

KYC KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DR Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

Compliance Officer : Mr. Kamesh Gupta. 011-43100999. kgupta@rkglobal.in / grievances@rkglobal.in - File a Complaint on SCORES

Registration Nos : SEBI Registration No . INZ000187132; Research Regn. No. : INH000002210; IN-DP-241-2016; NSDL: DP ID - IN 302453 (Delhi), IN 302951 (Kolkata); R K Global Shares & Securities Ltd CIN NO:U99999MH1995PTC174185;

Filing Complaints on SCORES - Register on SCORES portal. Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, Email ID. Benefits: Effective Communication, Speedy redressal of the grievances.

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